by judy.pino@ncla.legal | Jun 17, 2020 | In the News
After eight years of litigation with the Securities and Exchange Commission, including a successful U.S. Supreme Court challenge to the appointment process for SEC administrative law judges, the onetime “Buckets of Money” radio host Raymond Lucia has reached a...
by judy.pino@ncla.legal | Jun 17, 2020 | In the News
Phyllis Borzi, the former assistant secretary of Labor in the Obama administration, criticized some financial services advocacy organizations, including the Financial Services Institute (FSI), for a recent petition arguing that the Securities and Exchange Commission’s...
by judy.pino@ncla.legal | Jun 17, 2020 | In the News
New Civil Liberties Alliance, the civil rights organization and law firm suing the city of Coral Gables over its use of license plate readers, has taken aim at the city of Marco Island over its plans to put readers on the S.S. Jolley and Goodland bridges. In a letter...
by judy.pino@ncla.legal | Jun 17, 2020 | In the News
After a 10-year battle including a Supreme Court case in which he prevailed over the Securities and Exchange Commission, former RIA Raymond Lucia Sr. and his former advisory firm, Raymond J. Lucia Cos., agreed Tuesday to settle charges related to the marketing of...
